25 November 2015

Mauritius: FSC Notice of the Enforcement Committee under section 53(2) of the Financial Services Act - Mr Jorg Gunther Neumann

The Enforcement Committee (“EC”) of the Financial Services Commission, Mauritius (“FSC”) has, pursuant to section 53(2) of the Financial Services Act (“FSA”), issued a notice dated 22 September 2015 and bearing reference EC/JGN/22I15/ECS1, informing Mr Jorg Gunther Neumann of the intention of the EC to disqualify him from holding position as officer in any licensee of the FSC for a period not exceeding five (5) years in accordance with sections 52(3) and 7(1)(c) (iv) of the FSA.

Notice is hereby given to Mr Jorg Gunther Neumann that he is required, within a period of 15 days from the date of first publication of this Notice on 25 November 2015, to submit written representations as to why the EC should not disqualify him, under sections 52(3) and 7(1) (c) (iv) of the FSA, from holding position as officer in any licensee of the FSC for a period not exceeding five (5) years.


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